FINRA & NYSE Member

FINRA Member
Quinns Holdings is a proud member of the Financial Industry Regulatory Authority (FINRA), the largest independent regulator of securities firms in the U.S.

NYSE Member
Quinns Holdings is a member of the New York Stock Exchange since 1967.

National Financial Services LLC
Excess SIPC Statement

*Only applies to account holders for National Financial Services LLC (NFS). Please refer to your Quinns Holdings statement or Contact Client Services to find out if this applies to you.

In addition to SIPC protection, NFS provides for brokerage accounts additional "excess of SIPC" coverage through Lloyd's of London, together with other insurers.* The excess of SIPC coverage will be used only when SIPC coverage is exhausted. Like SIPC protection, excess of SIPC protection does not cover investment losses in customer accounts due to market fluctuation. It also does not cover other claims for losses incurred while broker-dealers remain in business. Total aggregate excess of SIPC coverage available through NFS' excess of SIPC policy is $1 billion. Within NFS's excess of SIPC coverage, there is no per-account limit of $1.9 million on coverage of cash. This is the maximum excess of SIPC protection currently available in the brokerage industry. Lloyd's of London currently has an A (Excellent) rating from the ratings firm. A.M. Best, an A+ (strong) rating from Standard & Poor's and AA- (Very Strong) from Fitch Ratings. +

* Fidelity's excess of SIPC insurance is provided by Lloyd's of London, together with AXIS Specialty Europe Ltd., Market International Insurance Company, XL Specialty Insurance Company and Munich Re Insurance Co.

* As of September 2014 and subject to change. For ratings explanations, please go to http://www.lloyds.com/Lloyds Market/Ratings/

FDIC Insured CDs

You may choose to invest in FDIC insured certificates of deposit as part of your Quinns Holdings portfolio. We offer FDIC insured CDs from a variety of local, regional, and national banks. Visit www.FDIC.gov for more information.

Privacy & Security

Web-Based Platform
Quinns Holdings accounts and investment portfolios are completely web-based and accessible from any web browser or mobile device. This ensures that you will always access the latest version of the Quinns Holdings platform software and can view your account plan from anywhere with ease and flexibility. The platform has is 100% SaaS (Software as a Service) certified.

Security
Quinns Holdings protects your account information through our 128-bit SSL encrypted security. We utilize a world-class data center and Savvis colocation protection and are SSAE16 Type II Certified, which provides full back-up and server redundancy. We have a fully compliant Business Continuity Plan and Disaster Recovery procedures designed to protect your account and minimize disruptions in the event of significant natural or other disasters which impact the markets or our facilities.

Privacy Policy
Quinns Holdings has adopted a privacy policy in accordance with SEC Regulation S-P. The firm does not share personally identifiable non-public financial information with unaffiliated third parties except to the extent necessary to provide customer service and meet regulation (such as verification of identification).

Click here for disclosures.